http://orcid.org/0000-0002-1141-2030
Figures
Abstract
Background
Physiotherapy can improve functional ability, prevent falls and reduce pain for older adults in nursing homes. However, there are no legislations or guidelines that specify the parameters of physiotherapy required in nursing homes. With the increasing healthcare demands of ageing populations worldwide, it is important to understand the current use of physiotherapy services to ensure they are both evidence-based and promote equity.
Objectives
(1) When and how are physiotherapy services used by older adults living in nursing homes? (2) What are the factors associated with use of physiotherapy services in nursing homes? (3) How are physiotherapy services in nursing homes documented and monitored?
Methods
Several databases and grey literature (including MEDLINE, PubMed, Pedro and EMBASE) were searched following PRISMA guidelines in March 2018. Searches were limited to English language publications from 1997. Assessment for inclusion, data extraction and quality assessment were completed by two investigators independently using standardised forms. Studies were included if they considered any type of physiotherapy service that involved a qualified physiotherapist (such as exercise, massage and staff education) with older adults (aged 60 years and older) that were primarily permanent residents of a nursing home. Data extracted included proportion of clients that used physiotherapy services, type, frequency and duration of physiotherapy services, and factors associated with physiotherapy service use.
Results
Eleven studies were included. Between 10% and 67% of nursing home clients used physiotherapy services. Factors associated with greater use of physiotherapy services included larger size facilities, and if clients had a physical impairment and mild or no cognitive impairment. Types of physiotherapy services reported were pain management and pressure ulcer management.
Citation: Brett L, Noblet T, Jorgensen M, Georgiou A (2019) The use of physiotherapy in nursing homes internationally: A systematic review. PLoS ONE 14(7): e0219488. https://doi.org/10.1371/journal.pone.0219488
Editor: Saravana Kumar, University of South Australia, AUSTRALIA
Received: February 3, 2019; Accepted: June 25, 2019; Published: July 11, 2019
Copyright: © 2019 Brett et al. This is an open access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Data Availability: All relevant data are within the manuscript and its Supporting Information files.
Funding: The authors received no specific funding for this work.
Competing interests: The authors have declared that no competing interests exist.
Introduction
Worldwide, population ageing is increasing pressure on nursing homes to support frail, older adults when they can no longer live at home with family and/or external agency support [1]. Nursing homes are known by various terms worldwide, such as residential aged care facilities, aged care homes, and long term care facilities [2]. For the purpose of this systematic review the term nursing home, defined as “a special purpose facility which provides accommodation and other types of support, including assistance with day to day living, intensive forms of care, and assistance towards independent living, to frail and aged residents” [3]. This term was selected as it was the most common term used in the included studies.
Physiotherapists are commonly utilised in nursing homes to assist with mobility and movement dysfunctions, pain management, falls minimisation, and manual handling education [4]. Existing research demonstrates the benefits of physiotherapy for older adults that live in nursing homes, including improvement in physical performance, functional ability, falls prevention and reduction in pain [5–8]. Healthcare legislation and physical activity guidelines implemented in many countries, including Australia [9], the United Kingdom (UK) [10], and the United States of America (USA) [11], recommend the use of physiotherapy and exercise to help restore and maintain the function of older adults living in nursing homes [12]. However, they do not specify the minimum physiotherapist staffing levels, type of physiotherapy, or frequency and duration of physiotherapy required to achieve this recommendation.
It is important to understand how physiotherapy is currently used and monitored to ensure services are evidence-based and equitably available in nursing homes. This systematic review aimed to assess and synthesise the current international literature evaluating the use of physiotherapy in nursing homes by considering:
- When and how physiotherapy services are used by older adults living in nursing homes (e.g. type, duration, frequency and funding)?
- What are the factors associated with use of physiotherapy services?
- How are physiotherapy services in nursing homes documented and monitored (e.g. outcome indicators and effectiveness)?
Methods
To ensure transparency and reproducibility, and reduce reporting bias this systematic review protocol was registered with PROSPERO (registration number: CRD42018082460, S1 File) [13], and was reported in accordance with the PRISMA statement (S1 Table) [14, 15].
Identification and selection of studies
To build the search strategies, relevant keywords were identified through an initial search on MEDLINE. Detailed searches were conducted across several databases (MEDLINE via Ovid, PubMed, CINAHL, Cochrane Library, AMED, Pedro and OTseeker) and grey literature sources in March 2018 using pre-determined search criteria (S1 Fig). Using a systematic grey literature search template developed in a Canadian study [16], search strategies were conducted on grey literature databases (e.g. EMBASE, ProQuest Dissertations and Thesis Global), Google search engine and targeted websites (e.g. Australian Physiotherapy Association, AGILE–Chartered Physiotherapists working with Older People, International Federation on Ageing, and National Aged Care Alliance) to reduce the risk of publication bias [15]. All searches were limited to the English language as there was no funding available for translation. Publications from 1997 were searched as major legislation and frameworks related to aged care reform were implemented in many countries from 1997 [9, 10, 17, 18]. Pearling of the including studies was completed to help ensure all appropriate studies were identified.
Assessment for inclusion was completed independently by two investigators who were blinded to journal and author names. Studies were included if they self-reported physiotherapy services that involved a physiotherapist/physical therapist (commonly used terms internationally) with older adults that were primarily permanent residents of a nursing home. This could include physiotherapy services that also involved physiotherapy assistants, as long as there was also a physiotherapist involved in the service proivsion. The PICOS framework was used to develop the inclusion criteria (Fig 1) [14]. The initial stage involved review of the title and abstract against the inclusion criteria. The full manuscript of the papers selected were then assessed against the inclusion criteria. Following an independent selection process, the two investigators conferred and resolved discrepancies between their final selections of papers with the help of a third investigator. To reduce evidence selection bias, the references of all papers that met the inclusion criteria were checked for potential papers that may have been missed during database searches [15].
Assessment of study characteristics and risk of bias
Quality and risk of bias were assessed independently by two investigators using the Joanna Briggs Institute (JBI) Appraisal Checklist for Analytical Cross-Sectional Studies (S2 Fig) [15, 19]. This appraisal tool consists of eight questions and allows for the removal of irrelevant questions as required. One question (question seven) was removed for this systematic review as it focused on the validity and reliability of outcome measures, which had not been reported in any of the included studies. In all remaining questions, if the answer was unclear based on the detail provided the question was marked as ‘no’, if the question was not applicable to a study it was documented as ‘N/A’ and the total score adjusted. The two investigators discussed their quality assessments, and a third investigator was available to resolve any debates.
Data extraction and analysis
Two investigators used a standardised data extraction form developed for this systematic review based on two JBI data extraction tools (S3 Fig) [19]. The investigators pre-tested and became familiar with the form prior to data extraction to ensure consistency during the process, which were cross-checked on completion. Descriptive analysis was used to quantify and compare the study characteristics: type, frequency and duration of physiotherapy services used in nursing homes, and client and nursing homes characteristics associated with physiotherapy use.
Summary measures and synthesis of results
The study characteristics and main findings of the included studies were tabulated. Studies were grouped by sample (nursing home clients, nursing homes and physiotherapists that worked in nursing homes) to allow for comparison between studies. Factors associated with the use of physiotherapy were categorised according to the Andersen Healthcare Utilisation Model [20]. This model suggests healthcare utilisation is based on a number of complex, interrelated social behaviour factors: (i) the predisposition of an individual to use services (predisposing factors), (ii) their ability to secure services (enabling factors), and (iii) their need for such services (need factors) [20].
Results
Flow of studies
There were 669 papers identified through the database searches. Following removal of duplicates, 460 papers were reviewed for inclusion by title and abstract. Twenty-seven potential papers required full paper review. Following completion of the review process 11 papers were included in this systematic review (Fig 2) [21–31].
Quality of studies and risk of bias
The majority of the included studies (n = 8) met at least 60% of the criteria outlined by the JBI quality appraisal checklist (Table 1) [22–27, 29, 31]. Two of the studies provided sufficient detail to address all of the checklist criteria [25, 26]. The majority of the studies used objective, standard criteria for measurement (82%), appropriate statistical analysis (82%), and when applicable identified confounding factors (100%). Some studies were at risk of bias due to the lack of detail provided to sufficiently describe the inclusion criteria (45%), validity and reliability of the measurement used (55%), and when applicable the strategies adopted to deal with confounding factors (47%).
Characteristics of studies
Table 2 summarises the characteristics and main findings of the included studies. Studies were from the USA (n = 4) [22, 23, 27, 31], UK (n = 3) [21, 24, 29], Netherlands (n = 2) [25, 28], Australia (n = 1) [30], and Canada (n = 1) [26]. One of the USA studies involved collection of data from USA, Italy, Japan, Iceland and Denmark [22]. Study designs included surveys (n = 6) [21, 27–31], examination of client notes and assessments (n = 4) [22–24, 26], and interviews with clinicians (n = 1) [25]. The three types of sample populations identified in the included studies were: (i) clients that lived in nursing homes (n = 6), (ii) nursing homes (n = 3), and (iii) physiotherapists that worked in nursing homes (n = 2). Three studies focused on a specific population/time within the sample groups: nursing home clients’ final six months of life [24], male Veterans Health Administration clients [23], and physiotherapists that provided pressure ulcer management [31]. In all studies the majority of the clients living in nursing homes were female, except the study which focused on male veterans. The mean age of clients ranged between 71–85 years (reported in three studies) [23–25], in two studies the majority of clients were classified as 85 years or older [22, 26].
The data collection period was reported in eight of the 11 studies: seven days (n = 3), six months (n = 3) or 12 months (n = 2). The studies that collected data over a seven day period used either the Minimum Data Set (MDS) or Resident Assessment Instrument (RAI) 2.0, which are seven-day assessments completed within 14 days of admission of an older adult to a nursing home in the USA or Canada respectively [22, 23, 26]. The studies that used longer data collection periods were based on information from self- reported surveys or review of client notes. Response rates were reported in five of the six survey studies and varied between 69% for physiotherapists in the USA to 97% for matrons/nurse-in-charge in the UK [21, 31].
Summary measures and synthesis of results
Process measures used (type, duration, frequency, funding, and factors associated with physiotherapy use) were based on self-reported data collected from surveys and interviews (n = 7), or reviews of clinical assessments and notes (n = 4).
Use of physiotherapy services.
Seven studies reported either the number of clients or nursing homes that used physiotherapy services [21, 22, 24, 26–29]. The mean proportion of clients that used physiotherapy services in nursing homes varied across countries, from 10% in the UK to 67% in the Netherlands [21, 25]. The majority of the studies that examined physiotherapy use by clients (n = 4) found less than 25% of nursing home clients used physiotherapy services [21, 22, 24, 26]. When examined by nursing home (n = 3), the percentage of nursing homes that used physiotherapy services was 44% in the USA [27], 76% in the UK [29], and 99% in the Netherlands [28].
Duration and frequency of physiotherapy in nursing homes.
Three studies reported the number of minutes per week clients used physiotherapy services [23, 25, 26]. Studies from the USA and Netherlands found the mean time per week ranged from 40 (±81) to 80 (±134) minutes [23, 25]. A study from Canada used time categories from the Resource Utilisation Groups version III [32], to quantify the frequency and duration of physiotherapy service use; 45 minutes over three days or 150 minutes over five days [26]. This study found 2–7% of clients used physiotherapy services for more than 45 minutes over three days per week, and less than 1% used more than 150 minutes of physiotherapy services over five days per week.
Type of physiotherapy in nursing homes.
Two studies considered type of services; both collected data from physiotherapists working in nursing homes [30, 31]. Australian physiotherapists’ time was spent completing pain management services (46%), non-pain management services (25%) or paperwork and administrative tasks (27%) [30]. Seventy-one percent of physiotherapists in Arizona, USA completed pressure ulcer management as part of their regular duties [31]. The most common treatment modalities were whirlpool, ultrasound, electrical stimulation, high volt pulsed current, and vacuum closure system [31].
Funding of physiotherapy in nursing homes.
Data related to funding of physiotherapy services in nursing homes were collected in two UK studies [21, 29]. One study used a stratified sample from across the UK (excluding Northern Ireland), and found regular physiotherapy services were more often privately funded (18%) compared to publicly funded through the National Health Service (NHS) (7%). They also found 75% provided ad hoc physiotherapy services via General Practitioner (GP) referral [21]. In contrast, 41% of the nursing homes reviewed in the study conducted in the south-eastern region of England used only NHS physiotherapists, 22% used only private physiotherapists, 12% used both, and 24% had no physiotherapy services [29].
Client and nursing home factors associated with physiotherapy use in nursing homes.
Seven studies reported an array of factors (n = 37) that could potentially affect the use of physiotherapy services in nursing homes (Table 3) [21–23, 25–28]. There was very little overlap between studies; only four factors (gender, size of nursing home, length of stay since admission, location) were considered in more than one study [20, 33]. The Anderson Healthcare Utilisation Model was used to categorise the factors associated with use of physiotherapy services in nursing homes (Table 3) [20, 33]. The predisposing factor group was the smallest (n = 8) and consisted of predominately ‘fixed’ factors (e.g. gender, age, race) [23, 25–27]. Enabling factors were commonly associated with workforce and nursing home characteristics [21, 25–27]. Need factors identified related to clients’ health status [22, 25, 26]. One study considered factors related to greater use of physiotherapy services, and found a positive association with admission for rehabilitation, post total hip replacement, nursing homes that provide combined care (somatic and psychogeriatric care), client’s main limitation being mobility or self-care related, and clients with fewer impairments and limitations in activities [25].
Discussion
This systematic review identified 11 studies which investigated the use of physiotherapy services in nursing homes in the UK, USA, Denmark, Iceland, Italy, Japan, Netherlands, Canada and Australia. The use of physiotherapy was quantified at either client level [21–26], physiotherapist level [30, 31], or facility level [27–29]. A wide range of variables (e.g. proportion of clients that used physiotherapy services, physiotherapist hours per week, type of pressure ulcer management modalities) were reported across the studies which limited comparability of the included studies. A number of gaps in what is known about physiotherapists’ adherence to evidence-based practice in nursing homes were identified: specific details of type, frequency, duration and funding of physiotherapy services in nursing homes, the physiotherapy outcome measures used in nursing homes, and processes for documenting and monitoring effectiveness of physiotherapy services.
International utilisation of physiotherapy services
Nursing homes in the Netherlands demonstrated the greatest use of physiotherapy services; 67% of clients accessed physiotherapy in one study [25], and 99% of nursing homes in another [28]. Unlike many other countries, nursing homes in the Netherlands aim to discharge clients, of which 44% return home [28]. The greater use of physiotherapy services could be attributed to the strong rehabilitation approach adopted in this country’s nursing homes where allied health input is considered essential [28]. Funding is not a barrier in the Netherlands as all expenses for nursing home clients are covered regardless of personal financial resources [34].
In the USA, UK, Canada, Denmark, Iceland, Italy and Japan, use of physiotherapy services was low, on average 12% of clients [21, 22, 24, 26], and 60% of nursing homes used physiotherapy services [27, 29]. Some nursing homes in Canada, UK, Denmark, Italy and Japan did not use physiotherapy services at all [22, 24, 26, 29]. While nursing homes in the Netherlands employ specially trained physicians (one full time doctor per 100 beds), the number of GPs and level of attendance varies greatly in other countries, which can lead to reduced referrals to external services like physiotherapy which can require GP initiation [35]. The low utilisation of physiotherapy services in some countries suggests that many clients could be missing out on beneficial care, resulting in poorer health outcomes. The development of quality indicators that require nursing homes to report rates of physiotherapy use, and legislation that codifies evidence-based recommendations around physiotherapy service use may help to ensure nursing homes provide appropriate care to those clients that require it.
European guidelines recommend a personalised, multimodal exercise program at least twice a week for 35 to 45 min per session for every older adult living in a nursing home that has no contraindications to exercise [12]. It is unclear from this systematic review if current physiotherapy services adhere to these (and similar) recommendations, or if physiotherapy services used in nursing homes are clinically effective. Only two studies provided insight into physiotherapy service type. An Australian study provided very broad categories (e.g., pain management, non-pain management and paperwork) [30], whilst an American study reported specific modalities of pressure ulcer management [31]. The focus on pain management services in the Australian study is likely due to the current aged care funding model which only funds physiotherapists to provide massage and electrotherapy for pain management [30], despite the lack of endorsement of these strategies by current evidence-based recommendations for chronic pain [36]. The American study focused on pressure ulcer management [31], which is a service predominately practiced by physiotherapists in the USA only [37]. Among the few studies that considered duration of physiotherapy services in nursing homes (n = 3), weekly duration was lower than that recommended by research and exercise guidelines [23, 25, 26]. The observed differences in physiotherapy services across the included countries are likely influenced by social policies and context specific to each country, for example different models of healthcare funding, nursing home standards and physiotherapist skillset.
Modifiable enabling factors (Anderson Healthcare Utilisation Model) related to workforce, such as employment of physiotherapists that provide regular services [21, 25], and greater numbers of personal care aides [27], were positively associated with physiotherapy service use and suggest the need for government regulation of minimum staffing levels in nursing homes to ensure optimum care. Many older adults that live in nursing homes have some form of cognitive and/or mood impairment [38]. This systematic review found need factors such as a cognitive or mood impairments were negatively associated with physiotherapy service use, as were older age and a longer length of stay, which suggests current practice potentially prevented some clients from accessing physiotherapy services [22, 26]. Identification of strategies to overcome barriers to physiotherapy use amongst specific populations within nursing homes is needed, particularly as there is strong evidence that physiotherapy services can improve mood and slow the progression of cognitive decline [8].
With aged care systems and workforce needs under review worldwide, it is imperative to ensure robust, evidence-based benchmarks and standards are used to monitor, enhance and improve the quality and scope of physiotherapy services for older people in nursing homes. This could include consideration of emerging advanced physiotherapy skills, such as physiotherapist prescribing in the UK, which may enhance practice in the aged care field, although appropriate support and planning is needed if utilisation is to be successful [39, 40]. Allowing physiotherapists to develop their skillset through the provision of advanced services in nursing homes could encourage more physiotherapists to work and remain in aged care, which is vital in ensuring sufficient workforce levels to care for the growing population of older adults.
One of the aims of this systematic review was to consider how physiotherapy services were documented and monitored in nursing homes; none of the included studies provided data on this topic. The development of efficient documentation processes (e.g. information technology programs) and use of evidence-based benchmarks to monitor physiotherapy services could benefit all nursing home stakeholders. If clients and their families had a better understanding of what physiotherapy services were available they could make informed-decisions about their care. Physiotherapists could be guided by evidence-based benchmarks to develop their own practice. Nursing home managers could accurately monitor workforce levels and service provisions through review of clear documentation and benchmarks. Government bodies would benefit from the use of accurate data and research to inform guidelines and legislation.
Strengths and limitations
This is the first systematic review using rigorous methods to evaluate how, when and what physiotherapy services are used by older adults in nursing homes. The results provide insight into current physiotherapy practice in nursing homes internationally, and highlight gaps in knowledge that need to be addressed to ensure effective and equitable physiotherapy services are available for nursing home clients. The PRISMA checklist was used to ensure transparency and accuracy in the reported methods and findings. The use of the Anderson Healthcare Utilisation Model further strengthened this systematic review by highlighting key factors that should be considered in the development and improvement of physiotherapy services in nursing homes [20, 33].
The conclusions of this review are limited by the lack of data provided on the parameters of physiotherapy service, including type, frequency, funding, and monitoring. None of the included studies provided information on physiotherapy assistants, therefore it was not possible to determine to what extent they play a role in nursing homes. The majority of the studies did not provide information on the inclusion criteria and/or the validity and reliability of the measures used. Seven studies used either self-reported surveys or interviews, which could have introduced bias due to over- or under-reporting by participants [21, 25, 27–31]. Three studies used the MDS or RAI assessments, which provide cross-sectional data over a short timeframe (seven days), and potentially lead to inaccurate reporting of regular physiotherapy service use in nursing homes [22, 23, 26]. One study used manual examination of clinical notes [24]. This process could have resulted in missed physiotherapy services due to human error.
In this systematic review there was no time limit applied to the search criteria due to the likelihood there would be a small number of studies on this topic (11 identified in this systematic review). This resulted in the inclusion of papers that spanned over 20 years, which limited the comparisons that can be drawn between papers as the demographics and disease profiles of nursing home residents have changed considerably during this time.
Conclusions
Emerging evidence suggests physiotherapy services are accessed by some nursing home clients, but specific details on these services are lacking. Factors associated with physiotherapy service use suggest that older adults who may require more support with their care needs due to cognitive disorders, older age or greater length of stay are actually less likely to receive physiotherapy services. It is unclear if effective physiotherapy services are currently used in nursing homes or are available to those at greatest risk of deterioration. Further investigation into the use of physiotherapy services in nursing homes is needed to develop evidence-based physiotherapy benchmarks and standards specific to the needs of older adults that live in nursing homes.
Supporting information
S2 Fig. JBI critical appraisal checklist for analytical cross sectional studies [19].
https://doi.org/10.1371/journal.pone.0219488.s004
(DOCX)
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