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A mathematical model for zoonotic transmission of malaria in the Atlantic Forest: Exploring the effects of variations in vector abundance and acrodendrophily

Abstract

Transmission foci of autochthonous malaria caused by Plasmodium vivax-like parasites have frequently been reported in the Atlantic Forest in Southeastern and Southern Brazil. Evidence suggests that malaria is a zoonosis in these areas as human infections by simian Plasmodium species have been detected, and the main vector of malaria in the Atlantic Forest, Anopheles (Kerteszia) cruzii, can blood feed on human and simian hosts. In view of the lack of models that seek to predict the dynamics of zoonotic transmission in this part of the Atlantic Forest, the present study proposes a new deterministic mathematical model that includes a transmission compartment for non-human primates and parameters that take into account vector displacement between the upper and lower forest strata. The effects of variations in the abundance and acrodendrophily of An. cruzii on the prevalence of infected humans in the study area and the basic reproduction number (R0) for malaria were analyzed. The model parameters are based on the literature and fitting of the empirical data. Simulations performed with the model indicate that (1) an increase in the abundance of the vector in relation to the total number of blood-seeking mosquitoes leads to an asymptotic increase in both the proportion of infected individuals at steady state and R0; (2) the proportion of infected humans at steady state is higher when displacement of the vector mosquito between the forest strata increases; and (3) in most scenarios, Plasmodium transmission cannot be sustained only between mosquitoes and humans, which implies that non-human primates play an important role in maintaining the transmission cycle. The proposed model contributes to a better understanding of the dynamics of malaria transmission in the Atlantic Forest.

Author summary

The etiological agents of malaria are protozoa of the genus Plasmodium that are transmitted to humans and other vertebrate hosts by mosquitoes. In the Atlantic Forest in Southeastern and Southern Brazil, human infections by simian Plasmodium species have been detected, showing that in certain situations malaria can be transmitted zoonotically in this region. Anopheles cruzii, a sylvatic mosquito, is considered the main vector of malaria parasites in the Atlantic Forest. The fact that this species can feed on humans and monkeys reinforces the hypothesis of zoonotic transmission. Here we present a new mathematical model to explain the dynamics of zoonotic transmission of malaria in the Atlantic Forest. Simulations performed with the model showed that the prevalence of human cases and the basic reproduction number for malaria can be strongly influenced by variations in the abundance of An. cruzii and the frequency with which these mosquitoes move between the ground and the forest canopy to feed on humans and monkeys, respectively. The proposed model contributes to a better understanding of the dynamics of malaria transmission in the Atlantic Forest.

Introduction

Autochthonous cases of malaria are recorded every year in the Atlantic Forest in Southeastern and Southern Brazil, [1,2]. In these areas, different species of Plasmodium are transmitted to humans by mosquitoes (Diptera:Culicidae) of the genus Anopheles, which includes Anopheles (Kerteszia) cruzii, considered the main vector of human and simian malaria in the region [3,4]. Because immature forms of the subgenus Kerteszia develop in water that accumulates in the leaf axils of bromeliads (Bromeliaceae), autochthonous malaria in the Atlantic Forest is known as “bromeliad-malaria”. There has been a low incidence of autochthonous malaria outbreaks in the Atlantic Forest in recent decades, and most cases have been asymptomatic with low circulating parasite loads [57]. Plasmodium vivax-like parasites and, less frequently, P. malariae and P. falciparum have been involved in the majority of cases [1].

In Brazil, primates from the families Atelidae and Cebidae have been found infected with two species of Plasmodium: P. brasilianum and P. simium [811]. These are morphologically indistinguishable from the species that infect humans: P. brasilianum is identical to P. malariae, and P. simium to P. vivax [8]. This similarity has been confirmed by molecular studies, which showed a high identity between the genomes in each of these pairs of plasmodia [1215], suggesting recent speciation and reinforcing the possibility of Plasmodium transmission from monkeys to humans and vice versa [1517].

Human infection by simian Plasmodium was considered rare or accidental until recently [1821]. However, molecular tests on blood samples from 208 malaria patients in Malaysia between 2000 and 2002 revealed that 58% of the patients had been infected with P. knowlesi, a parasite commonly found in Macaca fascicularis and Macaca nemestrina [22]. After this finding, other cases of human infection with P. knowlesi were detected in other Southeast Asian countries [2327]. In Brazil, the first recorded case of human infection by simian Plasmodium occurred in 1966 in the Serra da Cantareira, in the metropolitan region of São Paulo, where simian malaria is highly enzootic. On that occasion, a forest guard who performed mosquito collections in the tree canopies presented with bouts of fever and chills at two-day intervals, and P. simium was detected in his blood [19]. In a study with autochthonous cases of malaria in the state of Rio de Janeiro between 2015 and 2016, molecular analysis revealed that all the individuals concerned had been infected with P. simium. This was the first evidence, more than 50 years since the first report, of human infection with a simian Plasmodium species in the Atlantic Forest. The authors suggest that malaria occurs zoonotically in the Atlantic Forest and that many cases of infection with P. simium may have been misidentified as P. vivax infection [2]. Howler monkeys (Alouatta clamitans) are probably the main reservoir of malarial parasites (P. simium / P. vivax) that cause zoonotic infections in humans in the Atlantic Forest [11]. Analysis of the P. simium genome revealed that these zoonotic parasites underwent host-switching adaptations, including switching (1) from European humans carrying P. vivax to New World monkeys during the first centuries of Brazilian colonization and (2) from New World monkeys carrying P. simium (a descendent form of P. vivax) to modern humans engaging in forest activities [15].

Vector species that feed at ground level and in the forest canopy enable pathogens to circulate between human and non-human primates (NHPs) [8]. A number of studies have shown An. cruzii to exhibit acrodendrophily (a preference for living and feeding in tree canopies) [2833] although depending on location and environmental and climatic factors, it can bite at ground and canopy level or even predominantly ground level. As a result, this species can feed on humans and other primates, making circulation of Plasmodium species between these hosts possible [30,32,34]. In studies of simian malaria transmission in Brazil, Deane et al. [8,35] found that An. cruzii appears to transmit only simian malaria in some places while in others it transmits simian and human malaria. The authors also observed that this vector can behave differently, biting almost exclusively in the canopy in areas where only simian malaria occurs and biting at both ground and canopy level where simian and human malaria occur.

Few studies have sought to explain the dynamics of malaria transmission in the Atlantic Forest with mathematical models [7,36,37]. Laporta et al. [37] developed a model to show the impact of host and vector diversity on the risk of malaria transmission. Using a biodiversity-oriented model developed from a modification of the Ross-Macdonald model, the authors showed that (1) the presence of non-susceptible vertebrate hosts (dilution effect), (2) competition for blood meal sources between vector and non-vector mosquitoes (diffuse competition) and (3) host defensive response to an increased number of bites may reduce the risk of infection and better explain malaria dynamics in regions of high biodiversity, such as the Atlantic Forest. However, none of the models proposed to date have sought to explain and simulate the dynamics of zoonotic malaria transmission in the Atlantic Forest. This would require not only the inclusion of NHPs in the transmission cycle, but also an understanding of how variations in vector displacement between the upper and lower strata of the forest can affect the dynamics of transmission of malaria pathogens between monkeys and humans.

Considering the increasing importance of NHPs as malaria reservoirs of human zoonotic infections in the Atlantic Forest, the present study proposes a deterministic mathematical model that includes (1) a transmission compartment for NHPs and (2) parameters that take into account variations in the acrodendrophily of the vector. The aim was to (1) analyze the transmission dynamics of malaria in the Atlantic Forest by simulating a zoonotic scenario and (2) evaluate the effects of variations in the abundance and acrodendrophily of An. cruzii on the prevalence of infection in the local human population and the basic reproduction number for malaria in the Atlantic Forest. Simulations with the model indicate that, in addition to vector abundance, variations in vector acrondendrophily can play a determining role in the prevalence of human infection and the basic reproduction number.

Methods

Description of the model

The mathematical model proposed for this study is an SIS epidemic model (susceptible, infected, susceptible) as individuals who recover from Plasmodium infection do not become immune to new infections. Based on the biodiversity-oriented model proposed by Laporta et al. [37], an infection compartment for NHPs (dIP/dt) and parameters that take into account vector displacement between the upper (tree canopies) and lower (ground level) strata of the forest (Fmc and Fmg) were included. The proposed model is deterministic and initially includes 19 parameters and six variables. The number of parameters can be reduced to 14 if the abundance of non-vector mosquitoes and non-host vertebrates and host defensive behavior are disregarded.

The six variables are:

IP = number of infected NHPs;

SP = NPIP = number of susceptible NHPs (where NP = IP+SP is the total population of NHPs, which is assumed to be constant);

IH = number of infected humans;

SH = NHIH = number of susceptible humans (where NH = IH+SH is the total human population, which is assumed to be constant);

IM = number of infected mosquitoes; and SM = MIM = number of susceptible mosquitoes (where M = IM+ SM is the total mosquito population, which is assumed to be constant).

A susceptible An. cruzii female (SM) bites at a certain daily rate (b) depending on its gonotrophic cycle and whether or not there is gonotrophic discordance. When a susceptible vector blood feeds on an infected host (IP and IH), there is a certain probability that it will become infected: this is equal to TPM when the susceptible vector bites an infectious monkey and THM when it bites an infectious human. The probability of a vector biting a monkey or a human will depend on how often it bites in the upper stratum of the forest, where there are simian hosts (Fmc–relative biting frequency of a mosquito in the canopy), and how often it bites near the ground, where there is human activity (Fmg = 1−Fmc). An infectious mosquito (IM) may take a new blood meal on a vertebrate host in the forest canopy or at ground level. The rate at which mosquitoes infect a new host in the monkey population (NP) or local human population (NH) will depend on (1) the number of susceptible monkeys and humans (SP and SH, respectively), (2) the probability of Plasmodium transmission from a mosquito to a monkey or human host (TMP and TMH, respectively), (3) the daily biting rate (b), (4) the biting frequency of the mosquito in the canopy or at ground level (Fmc and Fmg, respectively), (5) the number of infected mosquitoes (IM) and (6) the mortality rate (μ) of the mosquito population (M). Monkeys and humans recover from the infection at certain rates (τ and γ, respectively) and become susceptible again.

The vector mosquito can also feed on other vertebrates that live in the tree canopy (Bc) or on the ground (Bg). This can produce a pathogen dilution effect in the environment since these animals are dead ends, in which the parasite would be unable to develop and be transmitted to another vector. In addition, the vector-mosquito population (M) competes for blood meal sources with non-vector mosquitoes that circulate in the forest canopy or at ground level (Cc and Cg, respectively), leading to an increase in the number of mosquitoes per host (Cth) and triggering a defensive response (h) by the hosts [37].

The proposed model, which is based on this depiction of the transmission dynamics, consists of a system of six nonlinear differential equations to express the variation per unit of time in the number of susceptible monkeys (1), infected monkeys (2), susceptible humans (3), infected humans (4), susceptible mosquitoes (5) and infected mosquitoes (6): (1) (2) (3) (4) (5) (6) where

The parameters ζc and ζg should be considered weighting values that represent the effect of parameters Bc, Bg, Cc, Cg and h on the Plasmodium transmission dynamics (for more details see S1 Text).

The main assumptions in the proposed model are that (1) the human and monkey populations are constant, i.e., the birth and immigration rates perfectly balance the mortality and emigration rates. This is generally a good approximation over short timescales; (2) the only local vector of Plasmodium is An. cruzii, which can bite humans, monkeys and other vertebrates with the same frequency in the absence of acrodendrophily; (3) the P. vivax infection parameters found in the available literature are valid; (4) the parameter h, i.e., the number of bites per day before a host exhibits defensive behavior, is similar for different host species; (5) there is no mortality due to infection and no cure as a result of treatment as most cases tend to be asymptomatic or oligosymptomatic; (6) vector abundance (M) is constant [birth rate (α) equals mortality rate (μ), i.e., μIM+μSM = αM] and there is a constant ratio of An. cruzii females to all female mosquitoes per host (). The same is considered to be the case for non-vector mosquitoes; (7) the NHP is the howler monkey (Alouatta clamitans) given the importance of this species as reservoirs of malaria parasites in the Atlantic Forest [8]. Despite some evidences of natural infection, the role of other NHP species in maintaining Plasmodium circulation is still unclear [8,3840]; and (8) pathogen latency periods can be ignored. Fig 1 shows the malaria transmission dynamics in the Atlantic Forest based on the proposed model.

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Fig 1. Schematic model of the dynamics of Plasmodium transmission among humans, mosquitoes and monkeys.

The solid arrows and the formulae beside them indicate vector-host and host-vector transmission and the rate at which this transmission occurs. The curved dashed arrows and the formulae beside them indicate host recovery, i.e., transfer from the infected to the susceptible compartment, and the rate at which this occurs. The straight dashed arrows indicate the population dynamics of the vector.

https://doi.org/10.1371/journal.pntd.0008736.g001

Parameter values

Parameter values were obtained from the literature or by estimation when no information was available. Arbitrary values were assigned to human and monkey population sizes, vector and non-vector mosquito abundances and vector frequencies in the upper and lower strata of the forest. Simulations were conducted to investigate the effects of variations in the values of these parameters on the basic reproduction number (R0) for malaria and on the proportion of infected hosts or vectors when the system is in equilibrium. Table 1 shows the parameters, estimated or assigned values and available references.

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Table 1. Parameters used in the model, estimated or assigned values and references.

https://doi.org/10.1371/journal.pntd.0008736.t001

For parameters b, μ, TMH, THM, γ and h, the same values used by Laporta et al. [37] were assigned. Parameter b represents the daily biting rate of An. cruzii and can be calculated based on the number of blood feeds a female performs on average over a gonotrophic cycle. Because of the gonotrophic discordance of this species, An. cruzii was considered to bite on average twice per gonotrophic cycle, which is approximately 4 days [38], giving . If we consider that An. cruzii mortality is independent of density, the mortality rate (μ) can then be calculated from the daily survival rate (θ), where μ = −log(θ). The daily survival rate of An. cruzii was estimated by Santos [41] as approximately 0.45, giving μ = −log(0.45)≅0.8. Chitnis et al. [42] performed sensitivity analyses on a mathematical model of malaria transmission to determine the relative influence of the parameters used in the model on predictions of disease transmission and prevalence. Following a review of a number of papers, the authors assigned the following values for low-transmission areas: TMH = 0.022, THM = 0.24 and γ = 0.0035 (9.5 months). In the same study, Chitnis et al. [42] assigned a ten-fold lower value for THM (0.024) considering a contact between a recovered (asymptomatic carrier) human to a susceptible mosquito. Thus, it was considered an alternative value for this parameter (see S1 Table and S3S6 Figs). For parameter γ an alternative value of 0.0055 was considered based on the study of Alencar et al [7] with asymptomatic carriers of Plasmodium in the Atlantic Forest region of the state of Espírito Santo (see S1 Table and S4 and S6 Figs).

As defined by Laporta et al. [37], h is a phenomenological parameter that reflects the host’s functional response to mosquito density. It is assumed that a host will tolerate a maximum number of bites per day before exhibiting a defensive response. The value h = 20 proposed by the authors refers to the average number of bites that a host tolerates per day (10 bites) multiplied by the An. cruzii daily biting rate, b = 0.5. Two simplifications were made: that all hosts have the same tolerance and that the biting rate is the same for vector and non-vector mosquitoes.

The parameters Fmc and Fmg represent the variation in the acrodendrophily of An. cruzii. The two parameters range from 0 to 1 and are complementary, i.e., Fmc = 1−Fmg. These parameters do not define the size of the population in each stratum of the forest, as it is assumed that there is a single vector population (M) in panmixia. Fmc and Fmg can be defined as the rate of displacement of mosquitoes between forest strata and can be interpreted as the probability of a single mosquito feeding, or attempting to feed, in the upper forest stratum (Fmc) or near the ground (Fmg) in a given unit of time. Another way of interpreting these parameters would be to view them as the probability of two successive mosquito bites, one in the canopy and the other at ground level or vice versa. Therefore, the maximum probability (or maximum displacement between strata) occurs when Fmc = Fmg, as shown in S2 Fig.

Because of the lack of information about the transmission parameters related to a simian host, τ, TMP, and TPM, plausible values were estimated by fitting the steady state of the model (calculated in the Equilibrium points and stability analysis Subsection) to empirical data, which are assumed to be in equilibrium. Since the equations are not analytically solvable in terms of the parameters, they were estimated by sampling methods using Markov Chain Monte Carlo simulation with adaptive Metropolis algorithm [43,44] implemented in the modMCMC function in the FME package in R [45]. The best set of parameters were obtained using 2,000 iterations and a 95% highest posterior density interval was calculated. The values obtained for each simian parameter are presented in the Table 1. Details of the strategy and data used to obtain these values are given in S2 Text. Alternative values of simian parameters considering different values for human transmission parameters THM and γ were also estimated (see S1 Table and S3S6 Figs).

For simulation purposes, we considered a scenario of forest fragmented due to human activity with settlements in small villages and rural properties at the forest edge. In this scenario, the humans (NH) live close to a population of howler monkeys (NP) in an environment where Plasmodium circulate, and the vector mosquito population (M) represents a given proportion of the total number of mosquitoes per host (Cth). The non-vector mosquitoes are equally distributed between the forest canopy (Cc) and ground level (Cg).

The parameters related to the presence of other (dead-end) vertebrates at canopy and ground level were considered null, i.e., Bc = 0 and Bg = 0. Thus, the transmission dynamics simulated considered local mosquitoes attempting to obtain blood repasts only from humans and monkeys. Therefore

Basic reproduction number

The equation for the basic reproduction number (R0) was determined by computing the spectral radius (the largest eigenvalue in absolute value) of the next-generation matrix using the method proposed by Diekmann et al. [46,47]. For details on how the equation for R0 was derived see S3 Text. It can be seen from the next generation matrix that R0 is composed of

RMP = = the number of secondary infections generated by an infected mosquito in simians in a disease-free system;

RMH = = the number of secondary infections generated by an infected mosquito in humans in a disease-free system;

RPM = = the number of secondary infections generated by an infected simian in vectors in a disease-free system; and RHM = = the number of secondary infections generated by an infected human in vectors in a disease-free system and is given by

Note that the average number of secondary infections generated by an infected human host in the susceptible human population is given by and that the average number of secondary infections generated by an infected simian host in the susceptible simian population is given by

From the next generation matrix (K) it also follows that the average number of secondary infections generated by an infected simian host in the susceptible human population is given by and, analogously, that the average number of secondary infections generated by an infected human host in the susceptible simian population is given by

Equilibrium points and stability analysis

The equilibrium conditions for the system of differential equations analyzed here, considering only the infection compartments, are where , and represent the variables at equilibrium. The solutions found for each variable were when in disease-free equilibrium, i.e., the pathogen is not circulating and the disease is absent in populations involved in the transmission cycle;

or

when in the endemic equilibrium condition, i.e., the pathogen is circulating and the disease is established endemically in the populations concerned.

From the equilibrium condition it can be deduced that

The stability of the equilibrium points, i.e., whether the system will approach or move away from the equilibrium points when it is in their vicinity (stable and unstable equilibrium points, respectively), depends on the threshold R0 = 1 (bifurcation). When R0 < 1, only the disease-free equilibrium point that is asymptotically stable can occur. If R0 > 1, both equilibrium points occur, the endemic equilibrium being asymptotically stable and the disease-free equilibrium unstable [48,49]. S1 Fig shows the system bifurcation when R0 exceeds the threshold value 1.

Scenarios exploration

Simulations were performed to evaluate the effect of variations in the parameters M and Fmg on the proportion of infected individuals in each population at equilibrium and on the basic reproduction numbers R0, and . For each simulation three different scenarios were tested for the ratio of humans to monkeys: NH = 10NP, NH = 5NP and NH = NP.

Data analysis was performed with the rootSolve [50] and FME [45] packages in R. Algebraic manipulations were performed with the Maxima computer algebra system [51].

Results

For the chosen values of the defined parameters, the numerical simulations show that the proportions of infected individuals in the monkey (IP), human (IH) and mosquito (IM) populations at steady state change as the abundance of the vector population (M) changes. For a low ratio of M to Cth (with Cth = 20) the system remains in disease-free equilibrium. With an increase in this ratio, a threshold is reached where the disease-free equilibrium becomes unstable (when R0 > 1) and a stable endemic equilibrium is reached. From this point on, the proportion of infected monkeys, humans and mosquitoes in the respective populations increases monotonically as the ratio M to Cth increases, as shown in Fig 2.

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Fig 2.

Proportions of infected individuals at steady state in the monkey (A, B, C), human (D, E, F), and mosquito (G, H, I) populations. Simulations were performed for a ratio of M to Cth varying from 0.01 to 0.99 and for Fmg = 0.1, 0.3 and 0.5. Three different scenarios were considered: NH = 10NP (A, D, G), NH = 5NP (B, E, H), and NH = NP (C, F, I). The following values were assumed to simian parameters: τ = 0.0044, TMP = 0.034, and TPM = 0.428 when NH = 10NP; τ = 0.0044, TMP = 0.029, and TPM = 0.342 when NH = 5NP; τ = 0.0038, TMP = 0.026, and TPM = 0.261 when NH = NP. The values of the other parameters used in the model were fixed: Cth = 20(NH + NP), , μ = 0.8, γ = 0.0035, TMH = 0.022, TMP = 0.044, THM = 0.24, b = 0.5, h = 20, Bc = 0 and Bg = 0.

https://doi.org/10.1371/journal.pntd.0008736.g002

The threshold representing the bifurcation between disease-free and endemic equilibrium also changes with NH: NP and Fmg (or Fmc). For similar values of NH and NP an endemic equilibrium can occur with smaller values of M. As Fmg tends toward 0.5 (corresponding to maximum displacement between strata), the proportion of infected humans at steady state in the three different scenarios for NH: NP increases (Fig 2D, 2E and 2F). Similarly, the proportion of infected monkeys and mosquitoes in endemic equilibrium increases at higher values of Fmg when NH = 10NP and NH = 5NP (Fig 2A, 2B, 2G and 2H). For NH = NP the proportions of infected monkeys and mosquitoes vary more with Fmg as the ratio of M to Cth increases (Fig 2C and 2I). Different scenarios where the proportion of infected monkeys and mosquitoes in endemic equilibrium increases at lower values of Fmg can be seen in Supporting Information S3 and S4 Figs.

The epidemic threshold (R0 > 1) tends to be exceeded as the ratio of M to Cth increases. As NH becomes similar to NP the epidemic threshold occurs at a lower ratio of M to Cth, and, similarly, for lower Fmg the epidemic threshold is also exceeded at a lower ratio. Nevertheless, the values of R0 vary little in relation to the different values of Fmg (Fig 3A, 3B and 3C).

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Fig 3. Variations in R0, and with the ratio of M to Cth and Fmg (or 1−Fmc).

The dashed line represents the epidemic threshold, above which more than one new case will be generated in the susceptible population by an infected individual. Values were simulated for ratios of M to Cth ranging from 0.01 to 0.99 and for Fmg = 0.1, 0.3, and 0.5. Three different scenarios were considered: NH = 10NP (A, D, G, J, N), NH = 5NP (B, E, H. L, O) and NH = NP (C, F, I, M, P). The following values were assumed to simian parameters: τ = 0.0044, TMP = 0.034, and TPM = 0.428 when NH = 10NP; τ = 0.0044, TMP = 0.029, and TPM = 0.342 when NH = 5NP; τ = 0.0038, TMP = 0.026, and TPM = 0.261 when NH = NP. The values of the other parameters were fixed: Cth = 20(NH + NP), Cg = Cc, μ = 0.8, γ = 0.0035, TMH = 0.022, TMP = 0.044, THM = 0.24, b = 0.5, h = 20, Bc = 0 and Bg = 0.

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Although increases with higher values of M and Fmg, it only exceeds the epidemic threshold when Fmg = 0.5 and the ratio of M to Cth exceeds 0.8. In all other cases, it remains below the epidemic threshold (Fig 3D, 3E and 3F), suggesting that under conditions similar to those simulated, secondary cases of malaria after a human index case in the susceptible human population would be unlikely to occur. Conversely, lower values of Fmg (higher Fmc) favor transmission among monkeys; hence, lower values of M are needed for the epidemic threshold of to be exceeded, especially when NH is similar to NP (Fig 3G, 3H and 3I).

Comparison of with reveals that for NH = 10NP and as M and Fmg increase, an infected monkey will generate more new cases in the susceptible human population than in the susceptible monkey population itself (Fig 3G and 3J). As NH becomes similar to NP this pattern is reversed and an infected monkey generates more new cases in the monkey population than in the susceptible human population (Fig 3H, 3L, 3I and 3M).

Finally, when and are compared for different values of M and Fmg, we find that for NH = 10NP and NH = 5NP the values of are higher than those of (Fig 3J, 3N, 3L and 3O). Conversely, when NH = NP the simulated values of are lower than those of (Fig 3M and 3P). This indicates that in the first two cases an infected monkey may generate on average more new cases in the susceptible human population than an infected human generates in the susceptible monkey population whereas in the latter case the opposite may occur. In S5 and S6 Figs scenarios are presented where the role of humans in the generation of secondary cases in the human population itself () and in the simian population () are irrelevant.

Discussion

Our simulations indicate that the dynamics of zoonotic transmission of malaria in the Atlantic Forest can vary depending on the abundance and acrodendrophily of the vector mosquito. Of particular note are the following findings: (1) an increase in the abundance of the vector in relation to the total number of blood-seeking mosquitoes leads to an asymptotic increase in the proportion of infected individuals at steady state and R0; (2) the proportion of infected humans at steady state increases with increasing displacement of the vector mosquito between the forest strata; (3) in most scenarios, Plasmodium transmission would not be sustained between mosquitoes and humans alone, implying that NHPs play an important role in maintaining the transmission cycle.

According to empirical observations, there are at least two hypotheses that could explain the maintenance of human malaria foci in areas of the Atlantic Forest. The first is that Plasmodium species circulate enzootically between NHPs and mosquitoes, and that in certain circumstances zoonotic transmission of these parasites between NHPs and humans occurs, a possibility considered in the model described here. This hypothesis has gained greater support in recent years from studies that have proven the role of NHPs as reservoirs of P. simium and the finding of infected humans in close proximity to forests where the reservoir and vector are present [2,68,11]. The second hypothesis, which does not exclude the first, is that asymptomatic human infections are responsible for maintaining transmission foci [52] and that alternative vector species may participate in the transmission cycle in areas where An. cruzii is less abundant [53]. However, the role of humans in the maintenance of malaria foci in the Atlantic Forest has been questioned as humans infected with P. simium have low parasitemia, may no longer show signs of infection after several days and may not have relapses. In addition, not only have the human cases detected in the last decades been in individuals who had to go into forests or who live on the edges of forests where enzootic transmission cycles occur, but also no secondary cases derived directly from a human case have been detected outside these sylvatic foci [2,11]. In this sense, the present model supports the assumption that infected humans may not be able to produce cases of secondary infection in the same human population as it predicts that in most of the simulated scenarios it would not be possible for a human index case to be directly responsible for more than one new case in average in the local human population. Nonetheless, the model assumes that humans have enough parasitemia to infect mosquitoes and allow maintenance of the zoonotic cycle, i.e., humans were not considered dead ends.

The predictions made by the model showed that vector abundance is a determining factor for outbreaks and maintenance of the transmission cycle. In fact, autochthonous malaria in the Atlantic Forest has frequently been associated with a high abundance of An. cruzii [8,33,5355]. Mosquitoes of this species usually occur in greater abundance in humid forests on coastal slopes, especially in the region known as Serra do Mar, an extensive mountain range in Southeastern Brazil that harbors the largest remnant of Atlantic Forest as well as many species of NHPs and several human settlements and tourist sites, making it a very favorable setting for autochthonous malaria outbreaks resulting from zoonotic transmission [1,2,56]. For simplicity and clarity, the model described here considers a constant abundance for An. cruzii; however, climatic and environmental variations that influence the larval development rate, reproduction rate and longevity of vector mosquitoes can be of great importance when determining the temporal dynamics of Plasmodium transmission [57].

Vector displacement between the upper and lower forest strata (variations in acrodendrophily) is an important parameter that should be considered in the dynamics of Plasmodium transmission between and circulation among NHPs and humans. As predicted by the model, zoonotic transmission of Plasmodium and the prevalence of infection in the local human population are strongly influenced by this vertical movement of the vector, a hypothesis raised decades ago by Deane et al. [8,30,35] based on his field observations. It is not known for certain which factors may lead to greater or lesser displacement of An. cruzii between the canopy and ground level, but genetic and morphological variations between different populations have been found in some studies, suggesting that this mosquito may actually represent a complex of cryptic species [5860]. A recent study indicates that in preserved areas with a moderate human presence the edge effect may favor activity of this mosquito at ground level, possibly because of a greater supply of blood from humans and domestic animals [34]. This suggests that the landscape matrix may influence mosquito acrodendrophily and feeding behavior.

The changes in the landscape promoted by humans and the consequent loss of biodiversity have been shown to be important factors for the emergence of malaria outbreaks in recently deforested areas in the Amazon region, a phenomenon that has been called “frontier malaria” [6163]. Similarly, agricultural expansion and forest fragmentation have been associated with increased risks of exposure to P. knowlesi infection in Malaysia [64,65]. The Atlantic Forest biome has historically undergone an intense process of urbanization and agricultural expansion that allowed the economic growth of the region, but, on the other hand, led to a drastic reduction and fragmentation of natural habitats [66]. The loss and fragmentation of natural habitats has several negative impacts on NHP populations and favors greater proximity of these animals with human-modified and occupied areas [67,68]. This scenario may favor the establishment of zoonotic cycles of malaria in conditions where the circulation of Plasmodium exists and the vector mosquito is abundant and feeds on both humans and NHP [8]. Although variations in the landscape and the spatial dynamics of transmission have not been modeled in the present study, the proposed model includes parameters that are directly relevant to investigate the effects of biodiversity loss and variations in vector abundance and behavior on the dynamics of malaria in the Atlantic Forest. It should be mentioned that the prevalences of infection in the vector and host populations predicted in the simulations in the present study are similar to those reported in empirical studies as a high prevalence of Plasmodium infection in howler monkeys and a lower prevalence in mosquito and human populations has often been observed in the Atlantic Forest. Deane et al. [35] report that in locations in Southeastern and Southern Brazil the proportion of infected howler monkeys ranged from 31 to 62%, and between 0.7 and 2% of mosquitoes had Plasmodium sporozoites in their salivary glands. More recent studies using molecular techniques indicate a prevalence of 25 to 35% in howler monkeys and a minimum infection rate of 0.01 to 1% in An. cruzii [11,33,52,53,55,69,70]. A prevalence of around 2 to 3% has been observed in human populations tested in autochthonous malaria foci of Southeastern Brazil [57].

An important limitation of the present model is that it does not consider the natural variability and randomness of some important processes in the transmission dynamics, such as temporal changes in the abundance of the vector, which is influenced by seasonal climatic and environmental variations and the movement of humans and monkeys in the forest. Future models could also: include the latency period of Plasmodium in the vector and hosts; differentiate between symptomatic and asymptomatic human cases; distinguish between infections with different Plasmodium species; and include auxiliary vector species in the transmission dynamics. In addition, more accurate estimates of vector and host transmission parameters, especially those related to simian reservoirs, should be determined from empirical data as this would ensure more realistic, reliable predictions. Despite these limitations, the model proposed here provides a basis for other models to be developed and further studies carried out in order to better understand and more accurately predict zoonotic transmission of malaria in the Atlantic Forest.

Conclusion

The transmission dynamics of a simulated zoonotic scenario was modeled with a new mathematical model. The results show that variations in the abundance and acrodendrophily of the main malaria vector (An. cruzii) significantly affect the prevalence of human malaria infection and the basic reproduction number for malaria in the Atlantic Forest.

Supporting information

S2 Text. Estimation of the parameters related to the simian host.

https://doi.org/10.1371/journal.pntd.0008736.s002

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S3 Text. Obtaining the basic reproduction number.

https://doi.org/10.1371/journal.pntd.0008736.s003

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S1 Table. Estimation of simian parameters and 95% credible interval (highest posterior density) obtained by Markov Chain Monte Carlo sampling method.

Alternative values for each parameter were estimated for different sets of human parameters.

https://doi.org/10.1371/journal.pntd.0008736.s004

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S1 Fig. Bifurcation plots showing the change in stability between disease-free and endemic equilibria when R0 = 1: A—proportion of infected non-human primates at equilibrium, B—proportion of infected humans at equilibrium, C—proportion of infected mosquitoes at equilibrium.

The R0 values were obtained by the variation of M (from 0.013 to 0.91Cth). The other parameters were set at: b = 0.5, μ = 0.8, TMH = 0.022, THM = 0.24, γ = 0.0035, h = 20, Fmc = 0.58, Fmg = 1−Fmc, NH = 300, NP = 30, Cth = 20(NP+NH), Cg = Cc, Bc = 0, Bg = 0, τ = 0.0044, TMP = 0.034, and TPM = 0.428.

https://doi.org/10.1371/journal.pntd.0008736.s005

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S2 Fig. Graphical representation of An. cruzii displacement between canopy and ground level.

The vertical axis corresponds to the probability that the same mosquito bites first in the canopy and then at ground level (or vice versa), which equals 2FmcFmg. The dotted line represents the maximum probability, which occurs when Fmc = Fmg = 0.5.

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S3 Fig.

Proportions of infected individuals at steady state in the monkey (A, B, C), human (D, E, F), and mosquito (G, H, I) populations when THM = 0.024. Simulations were performed for a ratio of M to Cth varying from 0.01 to 0.99 and for Fmg = 0.1, 0.3 and 0.5. Three different scenarios were considered: NH = 10NP (A, D, G), NH = 5NP (B, E, H), and NH = NP (C, F, I). The following values were assumed to simian parameters: τ = 0.0027, TMP = 0.04, and TPM = 0.38 when NH = 10NP; τ = 0.0027, TMP = 0.03, and TPM = 0.346 when NH = 5NP; τ = 0.0028, TMP = 0.026, and TPM = 0.291 when NH = NP. The values of the other parameters used in the model were fixed: Cth = 20(NH + NP), Cg = Cc, μ = 0.8, γ = 0.0035, TMH = 0.022, TMP = 0.044, b = 0.5, h = 20, Bc = 0 and Bg = 0.

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S4 Fig.

Proportions of infected individuals at steady state in the monkey (A, B, C), human (D, E, F), and mosquito (G, H, I) populations when THM = 0.024 and γ = 0.0055. Simulations were performed for a ratio of M to Cth varying from 0.01 to 0.99 and for Fmg = 0.1, 0.3 and 0.5. Three different scenarios were considered: NH = 10NP (A, D, G), NH = 5NP (B, E, H), and NH = NP (C, F, I). The following values were assumed to simian parameters: τ = 0.0025, TMP = 0.041, and TPM = 0.348 when NH = 10NP; τ = 0.0031, TMP = 0.04, and TPM = 0.306 when NH = 5NP; τ = 0.003, TMP = 0.028, and TPM = 0.308 when NH = NP. The values of the other parameters used in the model were fixed: Cth = 20(NH + NP), Cg = Cc, μ = 0.8, TMH = 0.022, TMP = 0.044, b = 0.5, h = 20, Bc = 0 and Bg = 0.

https://doi.org/10.1371/journal.pntd.0008736.s008

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S5 Fig. Variations in R0, when THM = 0.024.

The dashed line represents the epidemic threshold, above which more than one new case will be generated in the susceptible population by an infected individual. Values were simulated for ratios of M to Cth ranging from 0.01 to 0.99 and for Fmg = 0.1, 0.3, and 0.5. Three different scenarios were considered: NH = 10NP (A, D, G, J, N), NH = 5NP (B, E, H, L, O) and NH = NP (C, F, I, M, P). The following values were assumed to simian parameters: τ = 0.0027, TMP = 0.04, and TPM = 0.38 when NH = 10NP; τ = 0.0027, TMP = 0.03, and TPM = 0.346 when NH = 5NP; τ = 0.0028, TMP = 0.026, and TPM = 0.291 when NH = NP. The values of the other parameters used in the model were fixed: Cth = 20(NH + NP), Cg = Cc, μ = 0.8, γ = 0.0035, TMH = 0.022, TMP = 0.044, b = 0.5, h = 20, Bc = 0 and Bg = 0.

https://doi.org/10.1371/journal.pntd.0008736.s009

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S6 Fig. Variations in R0, when THM = 0.024 and γ = 0.0055.

The dashed line represents the epidemic threshold, above which more than one new case will be generated in the susceptible population by an infected individual. Values were simulated for ratios of M to Cth ranging from 0.01 to 0.99 and for Fmg = 0.1, 0.3, and 0.5. Three different scenarios were considered: NH = 10NP (A, D, G, J, N), NH = 5NP (B, E, H, L, O) and NH = NP (C, F, I, M, P). The following values were assumed to simian parameters: τ = 0.0025, TMP = 0.041, and TPM = 0.348 when NH = 10NP; τ = 0.0031, TMP = 0.04, and TPM = 0.306 when NH = 5NP; τ = 0.003, TMP = 0.028, and TPM = 0.308 when NH = NP. The values of the other parameters used in the model were fixed: Cth = 20(NH + NP), Cg = Cc, μ = 0.8, TMH = 0.022, TMP = 0.044, b = 0.5, h = 20, Bc = 0 and Bg = 0.

https://doi.org/10.1371/journal.pntd.0008736.s010

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Acknowledgments

We would like to express our gratitude to Ana Maria Ribeiro de Castro Duarte, Adriano Pinter dos Santos, Walter Ceretti-Junior and Delsio Natal for their valuable contributions during the development of this study.

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